Appendix B


SELF-CERTIFIED SOPHISTICATED INVESTOR STATEMENT

I declare that I am a self-certified sophisticated investor for the purposes of the restriction on
promotion of non-mainstream pooled investments. I understand that this means:

• I can receive promotional communications made by a person who is NOT authorised by the
Financial Conduct Authority which relate to investment activity in non-mainstream pooled
investments;
• The investments to which the promotions will relate may expose me to a significant risk of
losing all of the property invested.

I am a self-certified sophisticated investor because at least one of the following applies:

• I am a member of a network or syndicate of business angels and have been so for at least the
last six months prior to the date below;
• I have made more than one investment in an unlisted company in the two years prior to the
date below;
• I am working, or have worked in the two years prior to the date below, in a professional
capacity in the private equity sector, or in the provision of finance for small and medium
enterprises;
• I am currently, or have been in the two years prior to the date below, a director of a company
with an annual turnover of at least £1 million.

I accept that the investments to which the promotions will relate may expose me to a significant risk of
losing all of the money or other property invested. I am aware that it is open to me seek advice from
someone who specialises in advising on non-mainstream pooled investments.

Print name:  

Date:  

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Document name: Appendix B
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06/12/2024 5:20 pm BSTAppendix B Uploaded by Clearcut Legal - info@clearcutlegal.co.uk IP 31.53.56.226
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